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Head of Compliance
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AC Lion
Salary: Salary + Bonus
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New York, NY, 10017 |
17 Nov |
| Fast Growing 15 year old Broker Dealer that provides robust research, NYSE Floor operation, as well as, full service, anonymo... |
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SENIOR BROKERAGE ATTORNEY
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Not Disclosed
Salary: BASE PLUS BONUS
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Manhattan, NY, 10016 |
19 Nov |
| FINANCIAL SERVICES FIRM IS IN NEED OF AN EXPERIENCED BROKERAGE ATTORNEY TO BE PART OF THEIR LEGAL DEPARTMENT |
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Fixed Income Compliance Officer
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Barclays Global Investors...
Salary: Market Rate
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San Francisco, CA |
10 Oct |
| The Fixed Income Compliance Officer will be required to partner with the U.S. Fixed Income business to work proactively to ma... |
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Corporate Technology Counsel (R5230)
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BarkerGilmore LLC
Salary: Base & Bonus
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New Providence, NJ |
20 Nov |
| Rapidly growing privately held technology company seeks Technology Counsel. |
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Senior Counsel (J5243)
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BarkerGilmore, LLC
Salary: Base & Bonus
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Philadelphia, PA |
21 Nov |
| Here is an opportunity for you to join a sophisticated, international legal team with a Fortune 500 Company with offices in d... |
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Tax Planning, Senior Counsel (R5231)
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BarkerGilmore, LLC
Salary: Base & Bonus
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Princeton, NJ |
11 Nov |
| Unique opportunity to join a world class organization and work with world class attorneys on domestic and international tax p... |
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M&A Counsel (R5232)
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BarkerGilmore, LLC
Salary: Base & Bonus
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Princeton, NJ |
11 Nov |
| Unique opportunity to join a world class organization and work with top tier attorneys on significant mergers and acquisition... |
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Director – Retirement Compliance (J5242)
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BarkerGilmore, LLC
Salary: Base & Bonus
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Los Angeles, CA |
04 Nov |
| Leading financial services company has a challenging new position for a Director, Retirement Compliance. The candidate will b... |
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Portfolio Compliance Analyst
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BlackRock Inc.
Salary: not disclosed
|
USA-DE-Delaware |
21 Nov |
| See job description below |
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Financial Services Compliance Analyst
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Not Disclosed
Salary: Competitive
|
New York, NY, 10022 |
19 Nov |
| BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and archived financial and market data, pri... |
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Director, Project Manager (pension disclosure)
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Not Disclosed
Salary: Competitive
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New York City, NY |
21 Nov |
| The Private Client Division of a major financial institution is seeking a Director/Project Manager of Pension Disclosures. |
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Assistant General Counsel
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Capital Market Services,...
Salary: Competitive
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New York City, NY |
20 Nov |
| Responsible for all legal and compliance aspects of the organization, including but not limited to monitoring and managing al... |
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Compliance Associate
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Chimera Securities
Salary: Salary (BOE) + Benefits
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New York, NY, 10011 |
21 Nov |
| Looking for a Compliance Associate to assist the Chief Compliance Officer in enforcing the compliance program in accordance w... |
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Regional Branch Compliance Manager
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Not Disclosed
Salary: 85-100k plus bonus
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New York, NY |
21 Oct |
| Regional Branch Compliance Manager |
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Branch Office Manager
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Not Disclosed
Salary: 100K
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Jersey City, NJ |
21 Oct |
| Compliance branch office manager coming out of a insitutional side of firm.
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Trading surveillance compliance officer
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Not Disclosed
Salary: 75K
|
Hoboken, NJ |
21 Oct |
| Trading surveillance compliance officer
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Branch office manager - Compliance
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Not Disclosed
Salary: 100K base plus a bonus
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Jersey City, NJ |
21 Oct |
| Branch office Compliance manager with Insitutional experience needed |
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Branch Office Manager (TBD)
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Not Disclosed
Salary: 100k base
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Jersey City, NJ |
21 Oct |
| • Must always adhere to high ethical standards in dispatching job responsibilities;
• Manage branch administrative responsib... |
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Compliance officer
|
Not Disclosed
Salary: 75K
|
USA-NJ-Jersey City |
16 May |
| Compliance officer |
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AVP Compliance Marketing and Advertising Review
|
Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
21 Nov |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Securities Business Auditor
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Goldman Sachs
Salary: N/A
|
New York, NY, 10038 |
25 Jul |
| Business Audit Specialists focus on planning and performing audits of business and support units across all areas of the firm... |
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Private Investment Firm seeking Tax Counsel
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Green Key Resources LLC
Salary: $180K-$400K
|
New York, NY, 10016 |
20 Nov |
| Private Investment Firm seeking Tax Counsel
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Chief Compliance Officer
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Howard-Sloan Professional...
Salary: Competitive Salary + Bonu...
|
Washington, DC |
29 Oct |
| The CCO will build and manage a dynamic compliance unit that will oversee compliance for distribution of the Client's mutual... |
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Bank Compliance Manager
|
Not Disclosed
Salary: base plus sign on, annual...
|
Washington DC Post Office, DC |
02 Oct |
| We are currently recruiting for bank compliance managers to fill positions in multiple locations; Utah, Washington DC and New... |
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U.S. Commodities Regulatory Compliance Manager Needed
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Huxley Associates
Salary: Negotiable
|
USA-NY-New York City |
19 Nov |
| A leading Private Global Corporation is seeking a Global Compliance Manager with minimum of 10+ years of experience in U.S. C... |
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Manager, Compliance and Regulation Person Needed in New York
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Huxley Associates
Salary: Negotiable
|
USA-NY-New York City |
14 Nov |
| A leading Investment Bank is seeking a Manager for their North American Audit Group for Compliance & Regulation. |
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General Counsel-Hedge Fund
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IJC Partners, LLC.
Salary: Competitive
|
New York City, NY |
18 Nov |
| NYC Multi-strategy fund seeking General Counsel |
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Tax Manager / Washington, DC
|
Integrated Management Res...
Salary: $90k-$150k
|
Washington, DC |
13 Nov |
| Leading Accounting and Business Advisory Firm providing tax, assurance, and consulting services, is seeking a mid-level Tax M... |
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New Account/Compliance Specialist
|
Not Disclosed
Salary: Hourly Rate
|
New York, NY |
17 Nov |
| Our top tier client located in downtown New York, is seeking a team of consultants to work in their New Accounts group! Long... |
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AML - Surveillance Manager
|
Legend Global Search, Inc...
Salary: $118K +
|
New York, NY |
22 Nov |
| AML - Surveillance Manager - Financial Services Company |
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